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Securities Industry and Financial Markets Association
Results: 602

#	Item
251	About the Speakers Keynote Speaker: John G. Taft, CEO, RBC Wealth Management-U.S. As the great-grandson of U.S. President William Howard Taft and grandson of Senator Robert A. Taft, John comes from a distinguished family Add to Reading List Source URL: www.hooverassociation.org Language: English - Date: 2014-09-16 09:40:45 Harry S. Truman Financial economics Old Right Herbert Hoover Margaret Hoover Securities Industry and Financial Markets Association Margaret Truman Hoover Institution Clifton Daniel Politics of the United States Conservatism in the United States United States
252	September 5, 2014 Kevin M. O’Neill Deputy Secretary Securities and Exchange Commission Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-08 16:10:46 Financial markets Stock market 73rd United States Congress United States Securities and Exchange Commission United States securities law Dodd–Frank Wall Street Reform and Consumer Protection Act U.S. Securities and Exchange Commission Commodity Futures Trading Commission Securities Industry and Financial Markets Association Financial economics Finance Financial system
253	August 27, 2014 By Electronic Submission Legislative and Regulatory Activities Division Office of the Comptroller of the Currency 400 7th Street, S.W. Suite 3E–218 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-08-28 09:38:00 Stock market Financial markets Securities Credit Syndicated loan Securities Industry and Financial Markets Association U.S. Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Qualified institutional buyer Financial economics Finance Investment
254	September 9th, 2014 Via Electronic Mail ([removed]) Brent J. Fields Secretary Securities and Exchange Commission 100 F Street, N.E. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-11 13:08:20 Financial system United States Securities and Exchange Commission Stock market Bonds Securities Industry and Financial Markets Association U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Securities Exchange Act Tick size Financial economics Investment United States securities law
255	NOA\URA Nomura Global Financial Products, Inc. Angie Kama Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-12 09:48:16 Stock market Financial markets Securities Industry and Financial Markets Association Over-the-counter U.S. Securities and Exchange Commission Commodity Futures Trading Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Security Broker-dealer Financial economics Investment Finance
256	sifma· Invested in America August 21, 2014 By Electronic Mail ([removed]) Ms. Elizabeth M. Murphy Secretary Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-08-22 16:23:34 Financial markets Options Clearing Corporation Securities Industry and Financial Markets Association Futures contract Securities Exchange Act U.S. Securities and Exchange Commission Algorithmic trading Clearing house Repurchase agreement Financial economics Finance Financial system
257	Microsoft Word - Wall Street Rpt7-2014.docx Add to Reading List Source URL: osc.state.ny.us Language: English - Date: 2014-09-24 15:10:11 Finance Primary dealers United States federal banking legislation Investment banking Citigroup Dodd–Frank Wall Street Reform and Consumer Protection Act Securities Industry and Financial Markets Association Subprime mortgage crisis Subprime crisis impact timeline Financial economics Late-2000s financial crisis Investment
258	Comment Letter on File No. SR-NASD[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-01-16 16:05:10 United States securities law Stock market United States Securities and Exchange Commission Securities Financial markets Securities Exchange Act Securities Industry and Financial Markets Association U.S. Securities and Exchange Commission Bond market Financial economics Investment Finance
259	compliance services NEWS November[removed]WELCOME Add to Reading List Source URL: www.merrillcorp.com Language: English - Date: 2014-11-28 13:21:40 Late-2000s financial crisis Financial markets Corporate crime U.S. Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Commodity Futures Trading Commission XBRL Hedge fund Securities Industry and Financial Markets Association Financial economics Finance Investment
260	2014 Cybersecurity Summit[removed]Cybersecurity Summit Risks and Benefits in an Interconnected Economy Wednesday, October 1, 2014 2:00 - 5:30 p.m. Summit Add to Reading List Source URL: itic.org Language: English - Date: 2014-09-22 20:34:31 Investment Information Technology Industry Council United States National Security Council Cyber-security regulation Securities Industry and Financial Markets Association Comprehensive National Cybersecurity Initiative Cyberwarfare National security Financial economics

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